News

The federal securities agency is close to approving ETF share classes for mutual funds, with 65-70 asset management firms.
Where the federal regulator comes down on ETF share classes in mutual funds could have significant consequences for brokerage ...
The Securities and Exchange Commission (SEC) is on the verge of allowing major changes to the way exchange-traded funds (ETFs) and traditional mutual funds are structured. Specifically, an SEC ruling ...
The expected SEC approval of ETF share classes for mutual funds and vice versa poses more technical and tax-related challenges than simply pressing a button to convert massive holdings. Dozens of ...
With the confirmation of Paul Atkins as chair of the Securities and Exchange Commission, momentum is growing for a resolution to the outstanding exchange-traded fund applications from asset managers.
Today, The Vanguard Group added its name to the growing list of asset managers seeking SEC approval for an exchange-traded fund share class of its actively managed mutual funds. It joins more than 60 ...
The Securities and Exchange Commission in March said it was prioritizing its review of applications for firms aiming to offer ETF share classes of its traditional mutual funds. Most exchange traded ...